At 401kPlanAuditCPA, we specialize in professional 401(k) audit and compliance services for employers throughout Utah — including Salt Lake City, Provo, Ogden, Sandy, and St. George.
Our experienced CPAs and ERISA professionals ensure that your company’s retirement plan is fully compliant with Department of Labor (DOL) and IRS regulations — through a smooth, secure, and cost-effective process.
401(k) Plan Audit Services in Utah
Your Trusted Utah 401(k) Audit and Compliance Partner
If your Utah company has 100 or more eligible participants, ERISA requires an independent 401(k) plan audit each year.
We make the audit process easy and efficient — offering expert guidance, advanced technology, and timely communication to help you meet every compliance requirement.
Why Utah Businesses Need Specialized 401(k) Audit Support
ERISA and DOL Compliance Made Simple
Our team ensures your plan meets all federal ERISA and DOL regulations. We perform complete operational reviews, test transactions, and verify that participant data, payroll, and plan documents align with regulatory standards.
Industry Expertise for Utah Employers
From Salt Lake City’s financial and tech hubs to manufacturing firms in Ogden and growing businesses in Provo, we understand Utah’s business landscape and tailor our audits to your company’s operations.
Regional Responsiveness and Local Insight
Our remote audit process provides convenience and efficiency — using secure digital systems to reduce disruption while maintaining complete accuracy and confidentiality
Our Utah 401(k) Audit & Compliance Services
Independent 401(k) Plan Audits
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Full-scope and limited-scope ERISA audits
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Review of plan design, eligibility, contributions, loans, and distributions
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Verification of internal controls and fiduciary compliance
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Summary of findings and recommendations to strengthen plan operations
Form 5500 Preparation and Filing
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Accurate and timely preparation of Form 5500
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Compliance with DOL and IRS submission standards
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Guidance through filing extensions and error corrections
Plan Consulting and Compliance Advisory
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Review of plan operations and documentation
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Nondiscrimination testing and compliance corrections
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Fiduciary training and operational guidance
Utah-Focused Expertise
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Serving industries such as technology, healthcare, education, construction, and manufacturing
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Experienced with both small and large employers statewide
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Responsive service aligned with the Mountain Time Zone
The Benefits of Working With Us for Utah Businesses
Specialized 401(k) Plan Expertise
Unlike general accounting firms, we focus on benefit plans.
Risk Reduction
We identify compliance gaps before they become costly issues.
Time & Cost Savings
Our streamlined process minimizes disruption for HR and finance teams.
Trusted Advisors
We don’t just audit—we guide and consult for long-term success.
Nationwide Service
Supporting businesses of all sizes and industries across the US.
Common Questions from Utah Plan Sponsors
Are there special 401(k) audit requirements for Utah employers?
ERISA requirements are federal, but Utah employers often operate multi-location or tech-driven organizations, requiring efficient digital audits — an area where we excel.
When is the audit and Form 5500 deadline?
The standard filing deadline is seven months after your plan year-end, with a possible 2.5-month extension. We help Alabama employers stay on track with all required documentation.
How much does a 401(k) plan audit cost in Utah?
Costs depend on plan size and complexity. We offer flat-rate pricing with no hidden fees, ensuring predictable and transparent costs.
Industries We Serve
We work with a diverse range of high-net-worth individuals and businesses across multiple industries, including:
Healthcare Organizations
Healthcare providers often face complex payroll structures, multiple benefit plans, and strict compliance requirements.
Technology Companies
Tech firms with fast-growing workforces often struggle with eligibility tracking and timely filings.
Manufacturing & Industrial Firms
Manufacturing companies often manage high employee turnover and complex contribution structures.
Professional Services Firms
Law firms, accounting firms, marketing agencies, and other service providers need reliable compliance support to avoid client-facing disruptions.
Schedule Your 401(k) Audit Consultation Today
Don’t leave compliance to chance. At 401(k) Plan Audit CPA, we specialize in 401(k) audits, Form 5500 preparation, and employee benefit plan consulting. Whether you’re preparing for your first audit or managing a large retirement plan, our CPAs provide the expertise and peace of mind you need.
