At 401kPlanAuditCPA, we offer professional 401(k) audit and compliance services for employers across Texas — including Houston, Dallas, Austin, San Antonio, and Fort Worth.
Our certified CPAs and ERISA professionals ensure your retirement plan fully complies with Department of Labor (DOL) and IRS regulations — providing efficient, accurate, and affordable audit solutions.
401(k) Plan Audit Services in Texas
Your Trusted Texas 401(k) Audit and Compliance Partner
If your Texas business has 100 or more eligible participants, ERISA requires an independent 401(k) plan audit each year.
We make this process seamless and stress-free — combining specialized expertise, modern digital tools, and clear communication to help you stay compliant with confidence.
Why Texas Businesses Need Specialized 401(k) Audit Support
ERISA and DOL Compliance Made Simple
Our team ensures your plan meets all federal ERISA and DOL regulations. We perform complete operational reviews, test transactions, and verify that participant data, payroll, and plan documents align with regulatory standards.
Industry Expertise for Texas Employers
From Houston’s energy and healthcare companies to tech firms in Austin, corporate offices in Dallas, and manufacturing in San Antonio, we understand Texas’s business landscape and tailor our audit services accordingly.
Regional Responsiveness and Local Insight
Our secure, cloud-based systems enable fully remote audits, allowing Texas employers to complete their 401(k) audits efficiently, securely, and with minimal business disruption.
Our Texas 401(k) Audit & Compliance Services
Independent 401(k) Plan Audits
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Full-scope and limited-scope ERISA audits
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Review of plan design, eligibility, contributions, loans, and distributions
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Verification of internal controls and fiduciary compliance
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Summary of findings and recommendations to strengthen plan operations
Form 5500 Preparation and Filing
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Accurate and timely preparation of Form 5500
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Compliance with DOL and IRS submission standards
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Guidance through filing extensions and error corrections
Plan Consulting and Compliance Advisory
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Review of plan operations and documentation
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Nondiscrimination testing and compliance corrections
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Fiduciary training and operational guidance
Texas-Focused Expertise
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Experience across key industries: energy, healthcare, technology, logistics, education, and construction
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Familiarity with both small businesses and large employers
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Responsive service across the Central Time Zone
The Benefits of Working With Us for Texas Businesses
Specialized 401(k) Plan Expertise
Unlike general accounting firms, we focus on benefit plans.
Risk Reduction
We identify compliance gaps before they become costly issues.
Time & Cost Savings
Our streamlined process minimizes disruption for HR and finance teams.
Trusted Advisors
We don’t just audit—we guide and consult for long-term success.
Nationwide Service
Supporting businesses of all sizes and industries across the US.
Common Questions from Texas Plan Sponsors
Are there unique 401(k) audit requirements for Texas employers?
The requirements are federal under ERISA, but Texas employers often operate across multiple entities or states — requiring specialized audit coordination, which we handle seamlessly.
When is the audit and Form 5500 deadline?
The standard filing deadline is seven months after your plan year-end, with a possible 2.5-month extension. We help Alabama employers stay on track with all required documentation.
How much does a 401(k) plan audit cost in Texas?
Pricing depends on the size and complexity of your plan. We offer flat-rate pricing for complete transparency and no hidden fees.
Industries We Serve
We work with a diverse range of high-net-worth individuals and businesses across multiple industries, including:
Healthcare Organizations
Healthcare providers often face complex payroll structures, multiple benefit plans, and strict compliance requirements.
Technology Companies
Tech firms with fast-growing workforces often struggle with eligibility tracking and timely filings.
Manufacturing & Industrial Firms
Manufacturing companies often manage high employee turnover and complex contribution structures.
Professional Services Firms
Law firms, accounting firms, marketing agencies, and other service providers need reliable compliance support to avoid client-facing disruptions.
Schedule Your 401(k) Audit Consultation Today
Don’t leave compliance to chance. At 401(k) Plan Audit CPA, we specialize in 401(k) audits, Form 5500 preparation, and employee benefit plan consulting. Whether you’re preparing for your first audit or managing a large retirement plan, our CPAs provide the expertise and peace of mind you need.
