At 401kPlanAuditCPA, we specialize in providing professional 401(k) audit and compliance services for businesses throughout Tennessee — including Nashville, Memphis, Knoxville, Chattanooga, and Clarksville.
Our licensed CPAs and ERISA specialists ensure your company’s retirement plan meets all Department of Labor (DOL) and IRS requirements — accurately, efficiently, and affordably.
401(k) Plan Audit Services in Tennessee
Your Trusted Tennessee 401(k) Audit and Compliance Partner
If your Tennessee business has 100 or more eligible participants, ERISA requires an independent 401(k) plan audit each year.
Our team makes that process smooth and worry-free — combining deep technical expertise with secure technology and clear communication to ensure total compliance.
Why Tennessee Businesses Need Specialized 401(k) Audit Support
ERISA and DOL Compliance Made Simple
Our team ensures your plan meets all federal ERISA and DOL regulations. We perform complete operational reviews, test transactions, and verify that participant data, payroll, and plan documents align with regulatory standards.
Industry Expertise for Tennessee Employers
From Nashville’s growing corporate community to Memphis logistics companies, Knoxville manufacturers, and Chattanooga tech firms, we understand Tennessee’s industries and tailor our services to your needs.
Regional Responsiveness and Local Insight
Our remote audit process is designed for convenience and compliance — enabling businesses across Tennessee to complete their audits efficiently without disruption to daily operations.
Our Tennessee 401(k) Audit & Compliance Services
Independent 401(k) Plan Audits
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Full-scope and limited-scope ERISA audits
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Review of plan design, eligibility, contributions, loans, and distributions
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Verification of internal controls and fiduciary compliance
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Summary of findings and recommendations to strengthen plan operations
Form 5500 Preparation and Filing
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Accurate and timely preparation of Form 5500
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Compliance with DOL and IRS submission standards
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Guidance through filing extensions and error corrections
Plan Consulting and Compliance Advisory
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Review of plan operations and documentation
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Nondiscrimination testing and compliance corrections
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Fiduciary training and operational guidance
Tennessee-Focused Expertise
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Experience across industries like healthcare, manufacturing, logistics, education, construction, and technology
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Responsive communication and client support across the Central and Eastern Time Zones
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Custom audit strategies for both small businesses and large plan sponsors
The Benefits of Working With Us for Tennessee Businesses
Specialized 401(k) Plan Expertise
Unlike general accounting firms, we focus on benefit plans.
Risk Reduction
We identify compliance gaps before they become costly issues.
Time & Cost Savings
Our streamlined process minimizes disruption for HR and finance teams.
Trusted Advisors
We don’t just audit—we guide and consult for long-term success.
Nationwide Service
Supporting businesses of all sizes and industries across the US.
Common Questions from Tennessee Plan Sponsors
Are there special 401(k) audit requirements for Tennessee employers?
ERISA regulations apply federally, but Tennessee employers often have multi-location or multi-entity operations, requiring detailed coordination and customized audit procedures — something we specialize in.
When is the audit and Form 5500 deadline?
The standard filing deadline is seven months after your plan year-end, with a possible 2.5-month extension. We help Alabama employers stay on track with all required documentation.
How much does a 401(k) plan audit cost in Tennessee?
Costs depend on the size and complexity of your plan. We offer flat-rate pricing to ensure complete transparency and no surprise fees.
Industries We Serve
We work with a diverse range of high-net-worth individuals and businesses across multiple industries, including:
Healthcare Organizations
Healthcare providers often face complex payroll structures, multiple benefit plans, and strict compliance requirements.
Technology Companies
Tech firms with fast-growing workforces often struggle with eligibility tracking and timely filings.
Manufacturing & Industrial Firms
Manufacturing companies often manage high employee turnover and complex contribution structures.
Professional Services Firms
Law firms, accounting firms, marketing agencies, and other service providers need reliable compliance support to avoid client-facing disruptions.
Schedule Your 401(k) Audit Consultation Today
Don’t leave compliance to chance. At 401(k) Plan Audit CPA, we specialize in 401(k) audits, Form 5500 preparation, and employee benefit plan consulting. Whether you’re preparing for your first audit or managing a large retirement plan, our CPAs provide the expertise and peace of mind you need.
