At 401k Plan Audit CPA, we provide expert 401(k) audit and compliance services for businesses throughout Kentucky — including Louisville, Lexington, Bowling Green, Owensboro, and Covington.
Our team of certified CPAs and ERISA professionals ensures your plan is fully compliant with Department of Labor (DOL) and IRS regulations, delivering precise, efficient, and affordable audit solutions.
401(k) Plan Audit Services in Kentucky
Your Trusted Kentucky 401(k) Audit and Compliance Partner
If your Kentucky company has 100 or more eligible participants, ERISA requires an independent 401(k) plan audit each year.
Our team simplifies this process through a combination of technology, expertise, and personalized attention — making compliance straightforward and stress-free for your business.
Why Kentucky Businesses Need Specialized 401(k) Audit Support
ERISA and DOL Compliance Made Simple
Our team ensures your plan meets all federal ERISA and DOL regulations. We perform complete operational reviews, test transactions, and verify that participant data, payroll, and plan documents align with regulatory standards.
Industry Expertise for Kentucky Employers
We understand Kentucky’s business environment — from manufacturing in Louisville, to healthcare in Lexington, to education and logistics throughout the state — and customize our audit process to match your operations.
Regional Responsiveness and Local Insight
Our secure, remote-ready platform allows us to perform efficient audits for companies across Kentucky, eliminating travel delays while maintaining complete compliance and accuracy.
Our Alabama 401(k) Audit & Compliance Services
Independent 401(k) Plan Audits
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Full-scope and limited-scope ERISA audits
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Review of plan design, eligibility, contributions, loans, and distributions
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Verification of internal controls and fiduciary compliance
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Summary of findings and recommendations to strengthen plan operations
Form 5500 Preparation and Filing
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Accurate and timely preparation of Form 5500
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Compliance with DOL and IRS submission standards
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Guidance through filing extensions and error corrections
Plan Consulting and Compliance Advisory
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Review of plan operations and documentation
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Nondiscrimination testing and compliance corrections
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Fiduciary training and operational guidance
Kentucky-Focused Expertise
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Knowledge of regional industries including manufacturing, healthcare, construction, and education
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Flexible scheduling and responsive communication
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Expertise in serving multi-location and family-owned businesses
The Benefits of Working With Us for Kentucky Businesses
Specialized 401(k) Plan Expertise
Unlike general accounting firms, we focus on benefit plans.
Risk Reduction
We identify compliance gaps before they become costly issues.
Time & Cost Savings
Our streamlined process minimizes disruption for HR and finance teams.
Trusted Advisors
We don’t just audit—we guide and consult for long-term success.
Nationwide Service
Supporting businesses of all sizes and industries across the US.
Common Questions from Kentucky Plan Sponsors
Do Kentucky businesses have special 401(k) audit requirements?
All rules are governed federally under ERISA, but Kentucky employers often have multi-location workforces and industry-specific payroll structures that require customized audit coordination — which we provide.
When is the audit and Form 5500 deadline?
The standard filing deadline is seven months after your plan year-end, with a possible 2.5-month extension. We help Alabama employers stay on track with all required documentation.
What does a 401(k) plan audit cost in Kentucky?
Our audit pricing is based on plan size and complexity, with flat-fee quotes to ensure clarity and affordability.
Industries We Serve
We work with a diverse range of high-net-worth individuals and businesses across multiple industries, including:
Healthcare Organizations
Healthcare providers often face complex payroll structures, multiple benefit plans, and strict compliance requirements.
Technology Companies
Tech firms with fast-growing workforces often struggle with eligibility tracking and timely filings.
Manufacturing & Industrial Firms
Manufacturing companies often manage high employee turnover and complex contribution structures.
Professional Services Firms
Law firms, accounting firms, marketing agencies, and other service providers need reliable compliance support to avoid client-facing disruptions.
Schedule Your 401(k) Audit Consultation Today
Don’t leave compliance to chance. At 401(k) Plan Audit CPA, we specialize in 401(k) audits, Form 5500 preparation, and employee benefit plan consulting. Whether you’re preparing for your first audit or managing a large retirement plan, our CPAs provide the expertise and peace of mind you need.
