At 401k Plan Audit CPA, we specialize in providing professional 401(k) audit and compliance services for businesses across Iowa — including Des Moines, Cedar Rapids, Davenport, Sioux City, and Iowa City.
Our experienced CPAs and ERISA professionals ensure that your retirement plan is fully compliant with Department of Labor (DOL) and IRS requirements — helping you avoid penalties, improve accuracy, and maintain fiduciary confidence.
401(k) Plan Audit Services in Iowa
Your Trusted Iowa 401(k) Audit and Compliance Partner
If your Iowa company has 100 or more eligible participants, ERISA requires an independent 401(k) plan audit.
We make the process easy, transparent, and efficient — providing expert support from start to finish so you can stay focused on running your business while we handle the compliance details.
Why Alabama Businesses Need Specialized 401(k) Audit Support
ERISA and DOL Compliance Made Simple
Our team ensures your plan meets all federal ERISA and DOL regulations. We perform complete operational reviews, test transactions, and verify that participant data, payroll, and plan documents align with regulatory standards.
Industry Expertise for Iowa Employers
From Des Moines to Davenport and Cedar Rapids, we know the industries that drive Iowa — manufacturing, agriculture, logistics, healthcare, and education — and tailor our audits to match your specific operations.
Regional Responsiveness and Local Insight
Our efficient virtual audit system allows us to serve clients across Iowa seamlessly. We minimize disruption and maintain strict data security while providing full-scope, compliant audits.
Our Alabama 401(k) Audit & Compliance Services
Independent 401(k) Plan Audits
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Full-scope and limited-scope ERISA audits
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Review of plan design, eligibility, contributions, loans, and distributions
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Verification of internal controls and fiduciary compliance
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Summary of findings and recommendations to strengthen plan operations
Form 5500 Preparation and Filing
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Accurate and timely preparation of Form 5500
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Compliance with DOL and IRS submission standards
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Guidance through filing extensions and error corrections
Plan Consulting and Compliance Advisory
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Review of plan operations and documentation
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Nondiscrimination testing and compliance corrections
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Fiduciary training and operational guidance
Iowa-Focused Expertise
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Familiar with Iowa’s key industries and employer structures
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Responsive, local communication aligned with Central Time Zone
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Experience serving both small and large plans across multiple sectors
The Benefits of Working With Us for Iowa Businesses
Specialized 401(k) Plan Expertise
Unlike general accounting firms, we focus on benefit plans.
Risk Reduction
We identify compliance gaps before they become costly issues.
Time & Cost Savings
Our streamlined process minimizes disruption for HR and finance teams.
Trusted Advisors
We don’t just audit—we guide and consult for long-term success.
Nationwide Service
Supporting businesses of all sizes and industries across the US.
Common Questions from Iowa Plan Sponsors
Are there unique 401(k) audit requirements for Iowa companies?
The rules are federal under ERISA, but Iowa employers often manage multi-location operations or regional payroll systems that require additional coordination — which our team handles efficiently.
When is the audit and Form 5500 deadline?
The standard filing deadline is seven months after your plan year-end, with a possible 2.5-month extension. We help Alabama employers stay on track with all required documentation.
How much does a 401(k) plan audit cost in Iowa?
Audit pricing depends on plan size and complexity. We provide clear flat-rate quotes with no hidden fees or hourly billing.
Industries We Serve
We work with a diverse range of high-net-worth individuals and businesses across multiple industries, including:
Healthcare Organizations
Healthcare providers often face complex payroll structures, multiple benefit plans, and strict compliance requirements.
Technology Companies
Tech firms with fast-growing workforces often struggle with eligibility tracking and timely filings.
Manufacturing & Industrial Firms
Manufacturing companies often manage high employee turnover and complex contribution structures.
Professional Services Firms
Law firms, accounting firms, marketing agencies, and other service providers need reliable compliance support to avoid client-facing disruptions.
Schedule Your 401(k) Audit Consultation Today
Don’t leave compliance to chance. At 401(k) Plan Audit CPA, we specialize in 401(k) audits, Form 5500 preparation, and employee benefit plan consulting. Whether you’re preparing for your first audit or managing a large retirement plan, our CPAs provide the expertise and peace of mind you need.
