At 401kPlanAuditCPA, we specialize in 401(k) plan audits and compliance services for businesses across Florida — including Miami, Orlando, Tampa, Jacksonville, Fort Lauderdale, and Tallahassee.
Our team of ERISA audit specialists and certified CPAs provides accurate, efficient, and compliant audits tailored to meet Department of Labor (DOL) and IRS requirements.
401(k) Plan Audit Services in Florida
Your Trusted Florida 401(k) Audit and Compliance Partner
If your Florida business has 100 or more eligible participants in its retirement plan, an independent 401(k) audit is required by ERISA.
We make the audit process simple and stress-free — combining technical precision with responsive communication to ensure compliance, accuracy, and peace of mind for every plan sponsor.
Why Florida Businesses Need Specialized 401(k) Audit Support
ERISA and DOL Compliance Made Simple
Our team ensures your plan meets all federal ERISA and DOL regulations. We perform complete operational reviews, test transactions, and verify that participant data, payroll, and plan documents align with regulatory standards.
Industry Expertise for Alabama Employers
We understand Florida’s diverse industries — from tourism and healthcare to tech startups and logistics — and adapt our audit processes to your organization’s unique structure.
Serving clients across South Florida, Central Florida, and the Panhandle, we tailor our approach to fit your team’s operations and timeline.
Regional Responsiveness and Local Insight
Our secure, digital-first process allows us to complete audits efficiently and accurately — ideal for multi-location or remote teams across Florida.
Our Florida 401(k) Audit & Compliance Services
Independent 401(k) Plan Audits
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Full-scope and limited-scope ERISA audits
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Review of plan design, eligibility, contributions, loans, and distributions
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Verification of internal controls and fiduciary compliance
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Summary of findings and recommendations to strengthen plan operations
Form 5500 Preparation and Filing
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Accurate and timely preparation of Form 5500
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Compliance with DOL and IRS submission standards
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Guidance through filing extensions and error corrections
Plan Consulting and Compliance Advisory
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Review of plan operations and documentation
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Nondiscrimination testing and compliance corrections
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Fiduciary training and operational guidance
Florida-Focused Expertise
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Familiarity with industries such as healthcare, hospitality, construction, logistics, and professional services
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Experience with businesses in Miami, Orlando, Tampa, and Jacksonville
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Local responsiveness with national audit standards
The Benefits of Working With Us for Florida Businesses
Specialized 401(k) Plan Expertise
Unlike general accounting firms, we focus on benefit plans.
Risk Reduction
We identify compliance gaps before they become costly issues.
Time & Cost Savings
Our streamlined process minimizes disruption for HR and finance teams.
Trusted Advisors
We don’t just audit—we guide and consult for long-term success.
Nationwide Service
Supporting businesses of all sizes and industries across the US.
Common Questions from Florida Plan Sponsors
Are there special 401(k) audit requirements for Florida businesses?
ERISA requirements apply federally, but Florida employers often manage multi-location or seasonal workforces. We tailor audits to handle these variations seamlessly.
When are Form 5500 and audit filings due?
Most plans must file within seven months after the plan year ends, typically by July 31, with an available 2½-month extension. We manage all filing and submission details for compliance.
How much does a 401(k) plan audit cost in Florida?
Audit costs depend on plan size and complexity. We offer flat-fee pricing for transparency and predictability — no hidden charges or hourly rates.
Industries We Serve
We work with a diverse range of high-net-worth individuals and businesses across multiple industries, including:
Healthcare Organizations
Healthcare providers often face complex payroll structures, multiple benefit plans, and strict compliance requirements.
Technology Companies
Tech firms with fast-growing workforces often struggle with eligibility tracking and timely filings.
Manufacturing & Industrial Firms
Manufacturing companies often manage high employee turnover and complex contribution structures.
Professional Services Firms
Law firms, accounting firms, marketing agencies, and other service providers need reliable compliance support to avoid client-facing disruptions.
Schedule Your 401(k) Audit Consultation Today
Don’t leave compliance to chance. At 401(k) Plan Audit CPA, we specialize in 401(k) audits, Form 5500 preparation, and employee benefit plan consulting. Whether you’re preparing for your first audit or managing a large retirement plan, our CPAs provide the expertise and peace of mind you need.
